Industry News

FSRA proposes title requirements

FSRA proposes title requirements

Regulator proposes minimum standards for advisor, planner titles

By James Langton |August 13, 2020

3 min read

Raymond James appoints new equity research analyst

Raymond James appoints new equity research analyst

Brad Sturges has worked in the industry for 15 years

By Staff |August 13, 2020

1 min read

Brookfield posts loss in Q2

Brookfield posts loss in Q2

Pandemic caused asset manager to revalue its real estate portfolio

By The Canadian Press |August 13, 2020

2 min read

OSC sets conditions on fund manager

OSC sets conditions on fund manager

The regulator cited concerns about possible client over-concentration

By James Langton |August 11, 2020

1 min read

FP Canada touts ‘monumental year’ in annual report

FP Canada touts ‘monumental year’ in annual report

Report highlights record number of exam candidates in the past fiscal year

By Katie Keir |August 11, 2020

3 min read

CI opens institutional fund to retail investors

CI opens institutional fund to retail investors

The firm also lowered the investment threshold for private pools

By Staff |August 11, 2020

1 min read

IIROC provides funding for investor legal aid

IIROC provides funding for investor legal aid

The SRO will offer five years of funding to the Osgoode Investor Protection Clinic

By James Langton |August 11, 2020

1 min read

Court appoints counsel for investors in PACE Securities wind-up

Court appoints counsel for investors in PACE Securities wind-up

PACE Credit Union will propose a settlement for investors

By James Langton |August 10, 2020

2 min read

Decorative pattern

AMF seeks volunteers for advisory group on distribution

There are two openings on the distribution issues committee

By Staff |August 10, 2020

1 min read

Kenmar calls for earlier implementation of DSC ban

Kenmar calls for earlier implementation of DSC ban

The investor advocate has penned an open letter calling on the CSA to act quickly

By James Langton |August 10, 2020

1 min read

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