Industry News

Industry

SEC charges former execs in alleged Wells Fargo scandal

Regulator alleges that executives misled investors by touting phony cross-selling results

By James Langton |November 13, 2020

2 min read

Industry

Manitoba’s financial firms remain essential: MSC

Firms can remain open despite new mandatory lockdown measures

By James Langton |November 13, 2020

1 min read

Industry

MFDA warns of email scam targeting dealers

A dealer has reported a fake message impersonating the SRO

By James Langton |November 12, 2020

1 min read

Industry

OSC to leave fees alone for now

Fees will be reviewed after markets stabilize and the outcomes of the Capital Markets Modernization Taskforce are known

By James Langton |November 12, 2020

2 min read

Industry

TSX proposes flat fee for retail market data

Plan aims to reduce the cost, complexity of providing data to retail clients

By James Langton |November 12, 2020

1 min read

Industry

CI Financial reports Q3 results

Total wealth management assets reached a record level in the quarter

By Staff |November 12, 2020

2 min read

Industry

Sustainalytics hopes to bring clarity to ESG space with new metrics

New metrics cover six broad themes including climate action and basic needs

By Staff |November 12, 2020

1 min read

Industry

Brookfield to launch reinsurance entity

Asset manager will create new entity through a special dividend paid to Class A shareholders

By David Paddon, The Canadian Press |November 12, 2020

2 min read

Economic Indicators

Digital investments push Manulife to positive Q3

Insurer has invested more than $600 million in digital initiatives in the last two years

By Tara Deschamps, The Canadian Press |November 12, 2020

2 min read

Industry

CI to acquire New York–based RIA

The Roosevelt Investment Group, Inc. has US$2.7 billion in assets

By Staff |November 11, 2020

1 min read

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