Industry News

Hearing for failed PACE Securities execs set for 2021

IIROC has set date for disciplinary hearing

By James Langton |November 20, 2020

1 min read

Mutual fund sales recorded strong October sales: IFIC

They outshone ETFs for the month, according to recent data

By James Langton |November 20, 2020

2 min read

Ontario moves to close insurance side-account loophole

Budget proposal linked to legal dispute between hedge fund investor and Canadian insurers

By Rudy Mezzetta |November 20, 2020

2 min read

ASC issues permanent ban over ‘particularly odious’ conduct

The man had already been sentenced to six years in prison after pleading guilty to 22 counts of fraud

By James Langton |November 19, 2020

1 min read