Industry News

Industry

It may be time to rethink ‘too big to fail’: Fitch

Rising systemic risk could cause regulators to revise approach

December 18, 2020

1 min read

Industry

IIROC to scrap fee premium for “risky” firms

The added fee doesn't provide much incentive for improved behaviour, the SRO said

By James Langton |December 17, 2020

1 min read

Industry

SEC charges Robinhood over order flow rates

The regulator found that poor trade pricing cost customers US$34.1 million despite lack of commissions

By James Langton |December 17, 2020

2 min read

Industry

North American task force tackles pandemic scams

NASAA reports that regulators have uncovered 262 Covid-19 schemes

By James Langton |December 17, 2020

1 min read

Industry

Canadians flock to day trading during lockdown

Would-be traders must educate themselves in the fundamentals of investing

By The Canadian Press |December 17, 2020

4 min read

Industry

U.S. discount brokerage accused of downplaying trading risks

Robinhood targets and manipulates inexperienced investors, regulators say

By Stan Choe and Alex Veiga, The Associated Press |December 16, 2020

4 min read

Industry

Guardian snaps up BNY Mellon’s Canadian wealth management biz

The announcement follows Guardian's acquisition in August of Agincourt Capital Management

By Staff |December 16, 2020

1 min read

Industry

Progress on diversity is slow at Canada’s most prominent companies

Women and minorities remain underrepresented in the C-suite

By Tara Deschamps, The Canadian Press |December 16, 2020

5 min read

Industry

OSC stays IIROC sanctions against suspended rep

Pending a review, the regulator said the risk of harm to the rep outweighs the risk to the public

By James Langton |December 16, 2020

2 min read

Industry

CPP should be easier to adjust to fit circumstances, report says

The C.D. Howe Institute says legislation governing the plan should be more adaptable

By James Langton |December 15, 2020

2 min read

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