Industry News

Industry

Janine Guenther named president of Dixon Mitchell Investment Counsel

Guenther is the first woman to lead the firm

By Staff |January 26, 2021

1 min read

Industry

CI acquires US$23B Chicago-based RIA

Deal for Segall Bryant & Hamill will double the size of CI's U.S. business

By Rudy Mezzetta |January 25, 2021

1 min read

Industry

RBC launches new fixed-income funds

New offerings include U.S.-dollar versions of fixed income pools and bond funds with “expanded sources of alpha”

By Staff |January 25, 2021

1 min read

Industry

How the pandemic fast-tracked firms’ digital transformations

The vast majority of respondents to a Broadridge survey (97%) said there will be no going back

By Staff |January 25, 2021

2 min read

Industry

Court denies appeal in client overcharging case

A former TD Bank compliance officer's unusual legal action has been rejected again

By James Langton |January 22, 2021

1 min read

Industry

Misleading news releases about pot sector draw regulator’s ire

Ex-CEO sanctioned for trading after issuing misleading press releases

By James Langton |January 22, 2021

2 min read

Industry

Biden warned against expanding private market access

A collection of academics, advocates and regulators explained their views in a letter

By James Langton |January 22, 2021

2 min read

Industry

OTPP aiming for net zero greenhouse gas emissions by 2050

The pension plan said in the coming weeks it will establish concrete targets

By The Canadian Press |January 22, 2021

1 min read

Industry

Task force recommends sweeping changes to OSC

The proposals would radically alter securities regulation in Ontario

By James Langton |January 22, 2021

2 min read

Industry

Ontario task force recommends sweeping reforms to province’s securities regulator

List of 70 recommendations includes major governance changes to Ontario Securities Commission

By The Canadian Press |January 22, 2021

1 min read

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