Industry News

Industry

MFDA seeks additional sanctions in OSC review

The SRO argues a hearing panel erred by failing to impose a fine against a rep who misappropriated a client's money

By James Langton |April 20, 2021

2 min read

Industry

Mutual fund sales outpace ETF sales in March

Mutual funds had net sales of $13 billion last month, IFIC says

By Staff |April 20, 2021

1 min read

Industry

BCSC settles with pair in Ponzi scheme case

B.C. residents allegedly accounted for raising US$1.15 million of a US$15-million scam

By James Langton |April 20, 2021

2 min read

Industry

CSA’s SRO consultation in the final stretch

Regulatory staff are expected to deliver recommendations to CSA chairs in the coming weeks

By James Langton |April 20, 2021

2 min read

Industry

Get ready for increased scrutiny of your compensation

Conflicts-related CFRs were discussed by Agora at the FMFD conference

By Michelle Schriver |April 20, 2021

3 min read

Industry

Dogecoin has its day, as cryptocurrency fans push it up

The cryptocurrency is up more than 8,000% so far this year

By Stan Choe, The Associated Press |April 20, 2021

3 min read

Industry

CI GAM and Empire Life launch seg fund suite

Twenty-two new funds offer investors access to active management strategies

By Staff |April 20, 2021

1 min read

Industry

Budget promises funding for national regulator effort

Feds pledge funding for CSTO, despite recent demise of CMAIO

By James Langton |April 20, 2021

2 min read

Industry

Feds plan $5-billion green bond issue

Government to publish green bond framework, consult on "social bond" offerings too

By James Langton |April 20, 2021

2 min read

Industry

Britcoin? U.K. considers digital currency

The new currency would exist alongside cash and bank deposits

By Pan Pylas, The Associated Press |April 19, 2021

2 min read

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