Industry News

Industry

BMO merges bond funds

BMO Private Investment Counsel will terminate one fund as a result

By Staff |April 30, 2021

1 min read

Industry

Contemplating T+1 for Canada

As the U.S. industry considers shorter settlement, the CCMA ponders it too

By James Langton |April 30, 2021

1 min read

Industry

Net-zero pledges to drive corporate action on climate: Moody’s

Tougher stances on emissions and enhanced disclosure are expected to have a big impact

By James Langton |April 29, 2021

2 min read

Industry

SEC kicks decision on Bitcoin ETF down the road

U.S. regulators will take another 45 days to consider a crypto fund proposal

By James Langton |April 29, 2021

1 min read

Industry

Cases are up at OBSI, but client compensation is down

Both the number and average size of successful complaints about investment firms dropped in 2020

By James Langton |April 29, 2021

2 min read

Industry

BCSC sanctions blockchain developer

An individual was banned from working in the securities industry for 10 years after admitting that investor money went for personal use

By James Langton |April 29, 2021

1 min read

Industry

CSA adopts benchmark oversight regime

Regulators to designate CDOR as the only regulated financial benchmark in Canada

By James Langton |April 29, 2021

3 min read

Industry

Surging bond yields take a bite out of Canadian DB plans

Investors have been readying themselves for mounting inflationary pressure, said a report from RBC Investor & Treasury Services

By Staff |April 29, 2021

2 min read

Industry

New SEC enforcement chief steps down

Alex Oh was named director of enforcement last week

April 28, 2021

1 min read

Industry

SEI terminating conservative fund

Units of the mutual fund are no longer available for purchase

By Staff |April 28, 2021

1 min read

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