Industry News

Industry

IIROC drops expanded OBSI reporting proposal

Reporting changes will be rolled into a bigger project on complaints, investigations

By James Langton |May 13, 2021

1 min read

Industry

Sustainable bond issuance set record in Q1: Moody’s

Interest in environmental and gender issues are driving growth in sustainable finance markets

By James Langton |May 13, 2021

2 min read

Industry

Steer clear of confused crypto platform: FCAA

The firm claims to be licensed by a regulator that doesn't exist

By James Langton |May 13, 2021

1 min read

Industry

Net redemptions slow as CI reports Q1 profit

The firm's assets under management continued to grow in the first quarter

By Mark Burgess |May 13, 2021

2 min read

Industry

Consumer insolvencies in March spike to highest level in a year

The increase reflected a return to pre-pandemic levels after a year of record lows

By Staff |May 13, 2021

2 min read

Industry

Desjardins to close four ETFs

The company also announced fee reductions for three other funds

By Staff |May 13, 2021

1 min read

Industry

As investors go online, criminals follow

Account takeover attempts are on the rise, FINRA warns

By James Langton |May 12, 2021

2 min read

Industry

Feds launch council on sustainable finance

Enhancing climate-related financial disclosures will be an early focus

By Staff |May 12, 2021

1 min read

Industry

SEC worries about Bitcoin mutual funds, ETFs

In a staff statement, the regulator stressed its concerns about liquidity, valuation, fraud and manipulation

By James Langton |May 12, 2021

3 min read

Industry

MFDA fines and bans former rep for misconduct

Improper personal financial dealings and a failure to cooperate led to the sanctions

By James Langton |May 12, 2021

1 min read

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