Industry News

Industry

Morgan Stanley shutters Calgary office: report

The investment banking office closes amid declining interest in the oil sector

By Staff |June 7, 2021

1 min read

Industry

IIROC sanctions rep over undisclosed real estate dealings

Rep fined $75,000, suspended for six months in settlement with regulators

By James Langton |June 4, 2021

1 min read

Industry

Court dismisses suit against BCSC

A company sought to sue the regulator, alleging an investigation was conducted in bad faith

By James Langton |June 4, 2021

2 min read

Industry

Advisor value increased more than 1% in 2020, study says

In a volatile year, behavioural coaching was crucial

By Katie Keir |June 4, 2021

2 min read

Industry

University of Waterloo will teach sustainable financial management

A program launching in 2022 will combine expertise from the university's finance and environment faculties

By Staff |June 4, 2021

1 min read

Industry

IG Wealth amends product shelf

The fund company has finalized the merger and renaming of certain funds.

By Staff |June 4, 2021

1 min read

Industry

Fed plays limited role in assessing climate risks for banks

The central bank can help assess risks, but Fed chair Jerome Powell said the private sector, elected officials must take the lead

By The Associated Press |June 4, 2021

2 min read

Industry

CETFA elects new board leader

Michael Cooke of Mackenzie Investments is succeeding Steve Hawkins

By Staff |June 4, 2021

1 min read

Industry

Ex-fund rep sanctioned over dealings with dad

An advisor was permanently banned after engaging in personal financial dealings with a client

By James Langton |June 3, 2021

1 min read

Industry

The risk of a sudden, severe correction remains: ESMA

Valuations are back above pre-pandemic levels in most segments, despite economic turmoil, meaning markets remain at risk

By James Langton |June 3, 2021

1 min read

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