News and resources for Canada's top financial advisors
Industry
Rating outlook upgraded amid stronger growth, improved operating environment
By James Langton |June 15, 2021
1 min read
Independent advisors who use the platform will now be able to onboard clients more quickly
By Staff |June 15, 2021
The regulator is proposing new governance, capital and liquidity requirements
By James Langton |June 14, 2021
2 min read
At a joint meeting, regulators focused on harmonizing total cost reporting for mutual funds and seg funds
The federal government aims to raise $5 billion for green infrastructure investment
By Staff |June 14, 2021
Christina Clement is the latest addition to the rebranded firm
By Mark Burgess |June 14, 2021
Ex-dentist engaged in escalating series of frauds, SEC alleges
By James Langton |June 11, 2021
Regulators must avert looming irrelevance, says the OSC's Investor Advisory Panel
3 min read
Regulator’s priorities for 2021–2022 include curbing compliance costs and ethical AI
RBC compliance chief to head the industry trade group's board
By Staff |June 10, 2021
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