Industry News

Industry

Robert Eby to chair Advocis board

The IG Wealth advisor takes over from Abe Toews

By Staff |June 28, 2021

1 min read

Industry

IG Wealth changing fund names, fees, risk ratings

Several changes take effect Monday

By Staff |June 28, 2021

1 min read

Industry

CRA announces prescribed interest rates for Q3

The prescribed rate on loans to family members remains set at 1%

By Staff |June 25, 2021

1 min read

Industry

RBC Direct Investing launches trading dashboard

Younger Canadians flocking to online investing represents a "generational shift," says RBC DI president and CEO

By Rudy Mezzetta |June 25, 2021

2 min read

Industry

FSRA names new board leadership

Joanne De Laurentiis will succeed Bryan Davies, effective June 28

By Staff |June 25, 2021

1 min read

Industry

Merrill Lynch sanctioned for alleged churning

FINRA has fined the firm and ordered restitution, for early rollover recommendations

By James Langton |June 25, 2021

1 min read

Industry

Bank clients act on advice, but don’t want it: survey

J.D. Power finds customer satisfaction increases dramatically when clients receive advice that meets their needs

By Staff |June 25, 2021

2 min read

Industry

IIROC sails through CSA review

An oversight examination has uncovered just one "low-priority" issue with market surveillance

By James Langton |June 25, 2021

1 min read

Industry

Peter Szeto joins Harbourfront Wealth Management

Szeto has moved his practice over from BMO Nesbitt Burns, where his team managed a $370-million book

By Staff |June 25, 2021

1 min read

Industry

Big U.S. banks pass latest Fed stress tests

The banks can resume paying out dividends to investors and buying back stock

By Ken Sweet, The Associated Press |June 25, 2021

2 min read

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