Industry News

Industry

Government advisory group on open banking wants new rules in place by 2023

The report said technology has outstripped regulation in a rapidly changing financial services industry

By Ian Bickis, Canadian Press |August 5, 2021

2 min read

Industry

IIROC fines firm $350K for supervision failures

After an advisor's death, his clients complained about trading activity in their accounts

By Staff |August 4, 2021

2 min read

Industry

Plan for new SRO gets positive reviews from advocates, industry

The CSA's plan received broad support, but there's plenty of work to do on the details

By Michelle Schriver |August 4, 2021

4 min read

Industry

Highest proportion of at-home workers are in finance, insurance

Industry and firm size are key factors in the ability to work from home, StatsCan says

By Staff |August 4, 2021

2 min read

Industry

Canaccord profit up after record revenue from advisory fees

The firm said it will continue to grow its wealth management business

By Staff |August 4, 2021

2 min read

Industry

SEC’s Gensler says crypto investors need more protection

The SEC chairman said the regulator needs more authority and resources to regulate crypto markets

By Matt Ott, The Associated Press |August 3, 2021

3 min read

Industry

Scotiabank issues US$1B sustainability bond

Proceeds from the three-year bond will be used to finance green and social assets

By Staff |August 3, 2021

1 min read

Industry

IA Financial moving to hybrid work model

The firm won't impose a mandatory number of days employees must spend in the office

By Staff |August 3, 2021

1 min read

Industry

CSA to create new single self-regulatory organization

Consolidated rules and enhanced governance will be part of the changes

By Michelle Schriver |August 3, 2021

5 min read

Industry

FP Canada fielded 66 complaints, conducted 11 hearings in 2020

The certification body released its annual statistics, achievements and priorities

By Staff |July 30, 2021

2 min read

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