Industry News

Horizons, iA Clarington, Desjardins make fund changes

Horizons, iA Clarington, Desjardins make fund changes

A merger, portfolio manager changes and fee reductions, respectively, were announced

By Staff |September 1, 2021

2 min read

Decorative pattern

Unequal wealth in the U.S. undermines retirement, research suggests

Financial assets are concentrated among the few

By Staff |September 1, 2021

2 min read

Decorative pattern

National Bank appoints new vice-chairman of commercial banking and financial markets

Michael Denham brings over 30 years of industry experience

By Staff |September 1, 2021

1 min read

IFIC’s counterpart in Quebec names new board leadership

IFIC’s counterpart in Quebec names new board leadership

Eric Hallé will chair the board of governors

By Staff |September 1, 2021

1 min read

FSRA met or exceeded most of its service targets in Q1

FSRA met or exceeded most of its service targets in Q1

One weak area was application processing for prospective mortgage brokers and insurance agents

By Katie Keir |August 30, 2021

2 min read

Tipsters used complex analysis to uncover misconduct

Tipsters used complex analysis to uncover misconduct

The SEC has awarded US$2.6 million to an assortment of whistleblowers

By James Langton |August 27, 2021

2 min read

Court approves receiver’s plan to find counsel for Bridging investors

Court approves receiver’s plan to find counsel for Bridging investors

An independent third party will review law firms’ applications and make recommendations

By James Langton |August 27, 2021

2 min read

Growing private equity giants are eyeing untapped retail market: Moody’s

Growing private equity giants are eyeing untapped retail market: Moody’s

Large U.S. alt firms see huge growth potential in retail investors

By James Langton |August 27, 2021

2 min read

CIBC AM reducing fees, commissions of multiple funds

CIBC AM reducing fees, commissions of multiple funds

Portfolio advisory changes to certain equity funds have also been announced

By Maddie Johnson |August 27, 2021

1 min read

Regulators approve IIROC’s rules related to client-focused reforms

Regulators approve IIROC’s rules related to client-focused reforms

Revised KYP and product due diligence guidance accompany the rule changes

By James Langton |August 26, 2021

1 min read

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