Industry News

Industry

MFDA bans rep for dealings with elderly mother

In decision, MFDA panel stresses need for sanctions that deter exploitation of vulnerable investors

By James Langton |September 28, 2021

2 min read

Industry

2nd top Fed official to retire in wake of trading activity

Robert Kaplan's resignation follows a similar announcement earlier Monday by Eric Rosengren

By Martin Crutsinger, The Associated Press |September 27, 2021

2 min read

Industry

Meme stock options fuelled trading scheme, SEC alleges

The regulator charged a trader for exploiting high volume to carry out a liquidity rebate scheme

By James Langton |September 27, 2021

2 min read

Industry

CIBC hires former Liberal innovation minister Navdeep Bains

Bains officially joins the bank Oct. 4

By The Canadian Press |September 27, 2021

1 min read

Industry

Boston Fed’s Rosengren to retire early citing health reasons

Rosengren has worked at the Boston Fed for 35 years and spent the last 14 as president

By Christopher Rugaber, The Associated Press |September 27, 2021

3 min read

Industry

The future is now for wealth firms

“Make no mistake about it, digital is here to stay,” says Pascal WealthTech's Howard Atkinson

By Maddie Johnson |September 24, 2021

2 min read

Industry

Unregulated financial sector AI poses risks: OECD

A report from the group calls for enhanced oversight of industry algorithms and technology

By James Langton |September 24, 2021

2 min read

Industry

OSC announces IFTAC members for new term

There are 16 members of the committee

By Staff |September 24, 2021

1 min read

Industry

Chinese banks try to calm fears about Evergrande’s debts

Some Chinese banks are disclosing what they are owed by the real estate developer, hoping to quell fears

By Joe McDonald, The Associated Press |September 24, 2021

3 min read

Industry

Ex-OSC chief Maureen Jensen to helm OBSI

Jensen joined OBSI's board and is tapped to be the next chair

By James Langton |September 23, 2021

2 min read

← Previous 1 … 245 246 247 248 249 … 2,188 Next →