Industry News

Industry

Collaboration with clients will provide greatest financial planning value: FPSB survey

The survey also suggested demand for planning will increase over the next five years

By Staff |October 6, 2021

2 min read

Industry

BMO InvestorLine updates features of advice service for online investors

The discount brokerage changed the fee structure and lowered the minimum balance

By Staff |October 6, 2021

1 min read

Industry

MFDA sanctions rep for moonlighting in real estate

Compliance review uncovered rep's secret sideline

By James Langton |October 5, 2021

2 min read

Industry

NASAA targets brokers that shirk arbitration awards, fines

Proposed rules aim to address unpaid compensation to harmed investors

By James Langton |October 5, 2021

2 min read

Industry

Financial firms spend big to avoid costly gaffes: Greenwich

Investment in compliance is rising along with what's at stake for asset managers

By James Langton |October 5, 2021

1 min read

Industry

Stock buybacks benefit retail investors, research suggests

A paper argues that buybacks add liquidity, curb volatility and reduce trading costs

By James Langton |October 5, 2021

2 min read

Industry

A national regulator? Sure, but it will take a miracle

Ontario taskforce chair sees stalemate on national regulator and passport

By James Langton |October 5, 2021

2 min read

Industry

Cary List, Jim Sinclair join OSC’s independent Investor Advisory Panel

The pair will replace Patti Best and Harvey Naglie on Nov. 1

By Staff |October 5, 2021

1 min read

Industry

Fed watchdog to investigate officials’ financial trades

Democratic Sen. Elizabeth Warren also urged the Securities and Exchange Commission to investigate the investments by three Fed officials

By Christopher Rugaber, The Associated Press |October 5, 2021

3 min read

Industry

CIBC introduces new depositary receipts

The expanded CDR lineup provides more opportunities for Canadians to invest in global companies

By Staff |October 5, 2021

1 min read

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