Industry News

Man convicted in illegal trading scheme, again

The OSC successfully prosecuted two men for fraud and unregistered trading

By James Langton |December 14, 2021

1 min read

MFDA, BCSC settle sales practices case with $600K in penalties

Vancouver dealer's differential compensation favoured socially responsible funds and portfolio funds

By James Langton |December 13, 2021

2 min read

BCSC appoints two commissioners

New members bring audit and ESG experience to the commission

By Staff |December 10, 2021

1 min read

Banks warned to tighten oversight after Archegos debacle

The U.S. Federal Reserve calls for improved margin and risk management efforts

By James Langton |December 10, 2021

2 min read