News and resources for Canada's top financial advisors
Industry
Deal activity rebounded in Q4, with annual records in both volume and value
By Staff |January 25, 2022
2 min read
Mackenzie funds invest in U.S. and Canadian companies, while RBC offers exposure to global equities
By Greg Meckbach |January 24, 2022
Capital markets have returned to earth, but core banking business is solid
By James Langton |January 21, 2022
The Australian Securities and Investments Commission is looking at "regtech" technology solutions to monitor corporate disclosure
1 min read
Regulator proposes hefty new fee for OTC derivatives players while cutting fees for others. Comments are being accepted until April
The CSA is seeking six industry directors and eight independent directors for the board
Ontario court rejects claim that victim misled company about his past
By James Langton |January 20, 2022
3 min read
Competition pays dividends for banking customers, U.K. regulator finds
European regulators will focus on fund managers that invest in illiquid assets
Firm violated SEC and SRO rules, including analyst disclosure requirements
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