News and resources for Canada's top financial advisors
Industry
It remains up to regulators to act on long-standing recommendation
By James Langton |June 13, 2022
3 min read
Spike in market volatility likely to hurt fee revenues, investor confidence
2 min read
Possible SEC reforms to order handling rules would reshape trading landscape: Moody's
Firm touted lack of fees while making money on investors' cash holdings
Compliance accommodations adopted in March 2020 will expire June 30
By Staff |June 9, 2022
1 min read
Harmonization comes against the backdrop of ongoing post-crisis effort to close data gaps
By James Langton |June 9, 2022
Regulator to consider sweeping market structure reforms
By James Langton |June 8, 2022
RFRA, RRA and RRC are the latest approved designations
By Staff |June 8, 2022
An industry panel broke down the changing environment
By Mark Burgess |June 7, 2022
Blockchain model can't create network effects needed for economic exchange
By James Langton |June 7, 2022
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