Industry News

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Advisors turn bullish on stocks

We all know that past performance is no guarantee of future returns, but a strong quarter on the stock market sure can change your outlook. That’s been the case with Canadian advisors, who have turned “clearly bullish” on equities, according to the latest quarterly survey by BetaPro Management. The survey asked advisors for their outlook […]

By Steven Lamb |October 8, 2010

2 min read

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IIROC announces National Bank Direct Brokerage hearing

A hearing has been scheduled before a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) to consider whether the panel should accept a settlement agreement between IIROC staff and National Bank Direct Brokerage Inc. (NBDB). The agreement concerns allegations that NBDB, while a regulated firm with the Investment Dealers Association of Canada […]

By Staff |October 8, 2010

2 min read

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Briefly: “CI offers capital yield fund” and more news

CI Investments has launched the CI Income Advantage Fund, which uses a forward contract structure to transform fixed income into a tax-efficient stream of capital gains. The fund will invest in a portfolio of investment-grade government and corporate bonds, as well as preferred shares, common shares and real estate investment trusts. The portfolio is managed […]

By Staff |October 8, 2010

5 min read

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Survey: Financial planning pays off

The value of financial advice has gotten a much-needed leg-up as strong evidence has emerged linking financial planning to emotional well-being. An online study involving 7,300 English-speaking Canadians proves there are tangible benefits for those who’re engaged in compressive financial planning. The results of the study, commissioned by the Financial Planning Standards Council (FPSC), were […]

By Vikram Barhat |October 7, 2010

3 min read

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Value of ID theft insurance

Total reported dollar losses associated with identity theft are rising annually in Canada, with the Canadian Anti-Fraud Centre recording a rather alarming 68% increase from $6.47 million in 2007 to $10.88 million in 2009. And an Ipsos-Reid poll conducted in May 2010 found 97% of Canadians have heard of identity theft and 60% believe it […]

By Nancy Turner |October 7, 2010

3 min read

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Briefly: “ASC bans Delta 3” and more news

The Alberta Securities Commission (ASC) has thrown the book at Calgary-based Delta 3 Capital Corporation Inc. for illegal trading and making false representations to Alberta investors. The ASC singled out Delta 3 directors Darrell W. Dunn, Michael Gottselig and Lucas “Luke” Brzeski in their decision for raising money through a program that promised fixed returns […]

By Staff |October 7, 2010

3 min read

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Planning advocates push professionalism

The advancement of financial planning as a respected profession has taken a significant leap forward, as turf-battles over who should be the gatekeeper of the title have taken a backseat to promoting it to the public. “More organizations, associations and regulators than ever before are working together in recognition that no single group can make […]

By Steven Lamb |October 6, 2010

3 min read

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TD targets Gen Y

TD Canada Trust is reaching out to Gen Y, Launching www.tdgetsaving.com, the bank is hoping to assist those in their twenties reach their short and long-term savings goals. The new site offers video tutorials, savings calculators, as well as TFSA and RRSP calculators. “Saving money is not only about cutting back – it’s about making […]

By John Powell |October 6, 2010

2 min read

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Gauging quality companies

It’s difficult to reliably determine whether a given security has been issued by a truly quality company and to accurately establish its intrinsic value, but doing so is a critical way to add value to the investment process. Proper portfolio construction, diligent risk management, efficient trading, effective administration and responsive client service are all vitally […]

By Jeffrey Russell and Robert Swab |October 6, 2010

7 min read

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John O’Connell to buy Davis-Rea

John O’Connell, founding partner of The Harbour Group at RBC Dominion Securities, and who recently left the company, has struck a deal to buy discretionary money manager Davis-Rea Ltd. He says he is officially still an employee of RBC until the end of the month. Having worked with RBC DS national director David Agnew for […]

By Steven Lamb |October 5, 2010

2 min read

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