Industry News

Industry

Alongside inflation, FCA sees surge in scams

U.K. regulator reports record misleading ad interventions in Q3

By James Langton |November 4, 2022

1 min read

Industry

ISS aims to expand TSX board diversity demands

Proxy advisory firm opens consultation on changes to 2023 voting policies

By James Langton |November 4, 2022

1 min read

Industry

OBSI undertakes governance reform consultation

Review considers doing away with dedicated directors, alternate input mechanisms

By James Langton |November 4, 2022

2 min read

Industry

AMF secures injunction against fraudsman

Quebec regulator alleges man is using fake documents to dupe victims again

By James Langton |November 4, 2022

2 min read

Industry

RF Capital reports Q3 revenue drop on market turmoil

Interest and insurance revenue rose, corporate finance revenue dropped, fee revenue remained flat

By Rudy Mezzetta |November 4, 2022

2 min read

Industry

Failed leverage strategy ends in sanctions

MFDA panel fines, bans rep after finding numerous violations

By James Langton |November 3, 2022

2 min read

Industry

Sun Life net income in Q3 down 54% from last year

Insurance sales in Canada were up 28%

By The Canadian Press |November 3, 2022

2 min read

Industry

Sustainable bonds gain ground

Strong demand for transition finance to underpin sustainable issuance, Moody's reports

By Staff |November 3, 2022

2 min read

Industry

Canaccord Genuity’s net income plummets in latest quarter

Overall revenue was also down year over year, but North American wealth management revenue was up slightly

By Staff |November 3, 2022

2 min read

Industry

SEC proposes tougher liquidity rules for funds

Rules aim to make it easier for funds to meet redemptions amid market stress

By James Langton |November 2, 2022

3 min read

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