Industry News

Affluent Canadians concerned about impact of volatile economy

Affluent Canadians concerned about impact of volatile economy

Nearly half of HNW Canadians surveyed say pandemic has affected retirement planning

By Maddie Johnson |November 23, 2022

2 min read

Rep fined, banned for misappropriation

Rep fined, banned for misappropriation

SRO alleged rep took money from a client who was a fellow fund rep

By James Langton |November 22, 2022

1 min read

Decorative pattern

GSAM settles SEC greenwashing allegations

Firm agrees to pay $US4 million to resolve charges that it didn't follow ESG policies

By James Langton |November 22, 2022

2 min read

FCA seeks industry code for ESG ratings, data

FCA seeks industry code for ESG ratings, data

Regulator forms industry group to develop voluntary code of conduct

By James Langton |November 22, 2022

2 min read

Merchandise trade falls in Q3: OECD

Merchandise trade falls in Q3: OECD

Softening demand, lower commodity prices cuts trade flows

By James Langton |November 22, 2022

1 min read

Steve Hawkins retires from Horizons

Steve Hawkins retires from Horizons

This week's industry moves

By Katie Keir |November 22, 2022

1 min read

CRM3, DSCs, new SRO top OSC agenda

CRM3, DSCs, new SRO top OSC agenda

Regulator sets out draft priorities for fiscal 2024

By James Langton |November 22, 2022

2 min read

Decorative pattern

Smith Financial to buy Home Capital Group as mortgage industry under strain

The all-cash offer provides certainty for shareholders, Home Capital board chairman says

By Ian Bickis, Canadian Press |November 21, 2022

3 min read

Trading apps risk turning investors into gamblers: FCA

Trading apps risk turning investors into gamblers: FCA

U.K. regulator says gamification tactics can drive problematic investor behaviour

By James Langton |November 21, 2022

2 min read

The fate of advisors who get bought out by property and casualty brokerages

The fate of advisors who get bought out by property and casualty brokerages

P&C brokers often want you to stay if they buy your firm

By Philip Porado |November 18, 2022

1 min read

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