Industry News

Industry

CSA steps up OM exemption’s disclosure demands

Regulators enhance requirements on real estate issuers, collective investment vehicles

By James Langton |December 8, 2022

2 min read

Industry

Regulators consult on short-selling rules

CSA and IIROC consider possible reforms amid persistent but unsupported negative perceptions about short-selling

By James Langton |December 8, 2022

2 min read

Industry

Executive moves this week

The new Canadian Investor Protection Fund has a leader, alongside other announcements

By Katie Keir |December 8, 2022

2 min read

Industry

IIROC sanctions futures firm for supervisory failures

Firm agreed to $100,000 sanction, admitted oversight violations

By James Langton |December 8, 2022

1 min read

Economic Indicators

Leading indicators point to looming slowdown in major economies

Signals of slowing growth are still flashing, the OECD says

By James Langton |December 8, 2022

1 min read

Industry

Weak conditions to weigh on assets, revenues and earnings in 2023

Moody's outlook for asset management turns negative

By James Langton |December 8, 2022

2 min read

Industry

OSFI raises stability buffer amid heightened systemic risks

The adjustment comes as the economic risk profile has changed considerably this year

By Ian Bickis, Canadian Press |December 8, 2022

2 min read

Industry

Vanguard exits climate group

Firm cited confusion in decision to leave Net Zero Asset Managers initiative

By James Langton |December 7, 2022

1 min read

Industry

Exempt market issuance soared in 2021: OSC

Total issuance almost doubled from 2019, led by institutional investors

By James Langton |December 7, 2022

1 min read

Industry

CSF launches continuing education portal for advisors

The Quebec self-regulatory organization will make the portal available in January

By Staff |December 7, 2022

1 min read

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