News and resources for Canada's top financial advisors
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Regulators issue revised principles for regulation, supervision of commodity derivatives
By James Langton |January 31, 2023
2 min read
OSC staff opposed order, amid concerns it could undermine Ontario court's authority to deal with foreign court requests
Nearly 400 funds have been classified under six responsible investing categories
By Melissa Shin |January 31, 2023
The bank may have had a duty to warn the customer about a scheme
By James Langton |January 30, 2023
3 min read
Regulator's reviews uncover shortcomings in brokers' Reg BI compliance
The award recipients will receive six months of individual executive coaching
By Staff |January 30, 2023
1 min read
Pricier active funds to produce bulk of revenues even as asset share erodes, ISS reports
By James Langton |January 27, 2023
Desjardins' appeal rejected as insurer failed to prove fraud on life application
Top-level shifts were announced at several major firms, including National Bank Financial, iA Financial Group and RBC Insurance
By Katie Keir |January 27, 2023
Three fund managers were lauded for the first time since the awards began
By Staff |January 27, 2023
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