News and resources for Canada's top financial advisors
Industry
Regulator confirms enforcement inquiry into extended LME closure
By James Langton |March 3, 2023
2 min read
Court dismisses suit against Million Dollar Round Table
Bank's P&C advisors seek holiday pay on their variable compensation
1 min read
New appointments at National Bank of Canada, Foresters Financial and Sagicor
By Katie Keir |March 3, 2023
U.S.-based scheme cost B.C. investors $1.5 million and inflicted other damage, panel said
By James Langton |March 2, 2023
Innovation-focused order books slated for launch in September
The quarter included a $1.6-billion charge to settle a lawsuit
By Staff, with files from The Canadian Press |March 2, 2023
Half of Canadians with gig jobs would risk not reporting their full earnings to CRA
By Staff |March 2, 2023
3 min read
Extension increases risk of deal not being completed: Barclays analyst
By Ian Bickis, Canadian Press |March 1, 2023
Tribunal finds that rep's interest in client's estate didn't result from a breach of securities law
By James Langton |March 1, 2023
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