Industry

Industry

TD CEO pay edged closer to top spot in 2022

Most executives' compensation beat their target pay

By Michelle Schriver |March 14, 2023

4 min read

Industry

SRO panel laments remote hearing challenges

Panel concluded that rep was participating in proceeding anonymously

By James Langton |March 14, 2023

2 min read

Industry

Are bank boards meeting their racial justice pledges?

Half of the Big Six have committed to racial equity audits in response to engagement from activist shareholders

By Melissa Shin |March 14, 2023

4 min read

Industry

Former fund rep’s suit against Quebec regulator tossed

Quebec court cites statutory immunity in dismissing claim

By James Langton |March 13, 2023

2 min read

Industry

Silicon Valley Bank collapse presents low risk for Canadian sector: analysts

Canadian banks are much less exposed to the technology sector

By Ian Bickis, Canadian Press |March 13, 2023

3 min read

Industry

Canaccord directors opposed to takeover bid resign

The firm appointed Terrence Lyons as director and member of the committee evaluating the bid

By Mark Burgess |March 13, 2023

2 min read

Industry

OSFI seizes assets of Toronto branch of Silicon Valley Bank

Peter Routledge stressed that SVB in Canada does not take deposits from Canadians

By The Canadian Press |March 13, 2023

2 min read

Industry

Former fund rep sanctioned for loans from clients

Rep fined, banned after borrowing from clients, misleading dealer

By James Langton |March 11, 2023

2 min read

Industry

QAFP exam writers drop to 25 in February

The trend of fewer test takers follows the 2022 introduction of a post-secondary prerequisite

By Michelle Schriver |March 10, 2023

1 min read

Industry

Anti-greenwashing efforts carry cost, risk for fundcos

Despite risks, lure of flows, revenues expected to keep managers keen on green funds: Fitch

By James Langton |March 10, 2023

2 min read

← Previous 1 … 69 70 71 72 73 … 2,143 Next →