Industry

Don’t sit on whistleblower tips, SEC ruling shows

Tipster fails to sway regulator on divvying up reward

By James Langton |March 31, 2023

2 min read

Industry

Thousands of funds get ESG downgrades

MSCI changes methodology, resulting in one-time ratings shift

By James Langton |March 31, 2023

2 min read

Industry

Discount brokers’ trailers harm all investors, lawsuit alleges

Proposed class action claims that improper fees hurt investors' returns

By James Langton |March 31, 2023

2 min read

Industry

What’s new from fund manufacturers

CIBC released more U.S. CDRs and Horizons is closing an emerging markets ETF

By Greg Meckbach |March 31, 2023

2 min read

Industry

Biden calls to revive U.S. bank regulations

Potential changes include greater capital requirements and more aggressive regulatory supervision

By The Associated Press |March 30, 2023

4 min read

Industry

FTX founder likely challenging new crypto charges, lawyer says

Earlier this week, a rewritten indictment charged Bankman-Fried with a new conspiracy count

By Larry Neumeister, The Associated Press |March 30, 2023

2 min read

Industry

ESG reporting expectations on suppliers growing: BDC

Big companies are under pressure from investors to detail environmental, social and governance factors

By The Canadian Press |March 30, 2023

1 min read

Industry

Ex-Portus chief’s co-conspirator pleads guilty

Woman admits to charges in fraud scheme involving Boaz Manor

By James Langton |March 29, 2023

2 min read

Industry

Budget seeks to expand financials’ diversity disclosure, virtual meetings

Government aims to improve transparency at federally regulated financial institutions

By James Langton |March 29, 2023

2 min read

Industry

Budget promises reform to banking complaints

FCAC charged with selecting single, external complaints body

By James Langton |March 28, 2023

3 min read

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