News and resources for Canada's top financial advisors
Industry
Changes to dealer rules, trading rules aim to facilitate shorter settlement cycle
By James Langton |April 20, 2023
2 min read
Auditor recommends OSFI sets clearer guidance about the information banks must report in their transition plans
By Staff, with files from The Canadian Press |April 20, 2023
1 min read
NASAA survey on investor threats finds digital asset schemes top the list
Economic Indicators
Monthly increase in EI recipients comes off historic low in January
By Staff |April 20, 2023
Impact so far is modest amid a variety of challenges, FSB finds
At the bank's annual meeting, shareholders were left with few answers on the US$13.4-billion takeover
By The Canadian Press |April 20, 2023
The industry has until 2026 to adopt the requirements
3 min read
Investor lost $1 million based on deception about company's ownership of a hotel
By James Langton |April 19, 2023
BCSC collects US$350,000 toward $36.7-million enforcement debt
Also, QAFP certification has been streamlined
By Staff |April 19, 2023
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