News and resources for Canada's top financial advisors
Industry
The sentencing follows a BCSC investigation
By Staff |November 23, 2018
1 min read
He also had personal financial dealing with clients, an IIROC agreement says
3 min read
The fund will have a new name and sub-advisor
Question of whether Industrial Alliance reps are employees or contractors punted back to Tax Court
By Melissa Shin and Alizée Calza |November 22, 2018
In its March report, the watchdog found ``insufficient'' controls in place to prevent sales of unsuitable financial products
By Armina Ligaya, The Canadian Press |November 22, 2018
A number of prominent women in financial services were recognized
By Staff |November 22, 2018
The Regina-based rep sold DSC funds early and without authorization, IIROC alleges
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Find out what the next steps are
By Staff |November 21, 2018
A panel at the Advocis symposium broke down the client-focused reforms
By Katie Keir |November 21, 2018
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