Industry

IIROC suspends, fines advisor $100K for unsuitable investments

Advisor also made personal trades in a client’s account

By Staff |December 6, 2018

2 min read

IG Wealth Management announces fund changes

Fund mergers and changes to investment objectives take effect in February

By Staff |December 5, 2018

1 min read

IIROC fines branch manager $75K for failing to supervise advisor’s commissions

Excessive commissions were generated in fee-based accounts

By Staff |December 5, 2018

2 min read

National Bank Q4 profit up 8%, Laurentian misses estimates

National's net income for fiscal 2018 was up 10% year over year

By Staff, with files from The Canadian Press |December 5, 2018

2 min read