Industry

Former financial planner fined and banned for illegal distribution scheme

ASC issues $50K fine and 10-year ban, plus costs

By Staff |February 20, 2019

2 min read

Industry

MFDA dealers targeted by phishing scam

The self-regulatory organization has issued a warning bulletin

By Staff |February 20, 2019

2 min read

Industry

Sun Life Financial strengthens client experience

The firm has created a client experience office

By Staff |February 19, 2019

2 min read

Industry

CIBC makes changes to fixed income pools

Changes are effective on or about April 1

By Staff |February 19, 2019

1 min read

Industry

Does your client prefer fees to commissions?

In the U.S., advised investors prefer a fee-based compensation structure, new research finds

By Staff |February 19, 2019

1 min read

Industry

CRA opens 2018 tax filing season

The agency has expanded its telephone service and merged paper forms and guides into a single package

By Rudy Mezzetta |February 19, 2019

3 min read

Industry

IIROC exemption allows firm’s full-service reps to promote discount brokerage services

Regulator satisfied firm would address concerns about client confusion

By Staff |February 19, 2019

1 min read

Industry

TSX and TSXV join global sustainability effort

Canadian stock exchanges join UN's Sustainable Stock Exchanges Initiative

By Staff |February 19, 2019

1 min read

Industry

HSBC Bank Canada reports 9% increase in operating income for 2018

Bank describes quarterly and full-year financial results as 'strong'

By Staff |February 19, 2019

2 min read

Industry

Provisus readies launch of nine PTFs

The platform-traded funds use the company's "pay for performance" fee structure

By Staff |February 19, 2019

1 min read

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