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The hearing involved two clients over age 90 sold DSC funds with seven-year redemption schedules
By Staff |May 17, 2019
2 min read
Changes include fee reductions and tiers
The reduced reporting deadline for debt transactions won't take effect until April
1 min read
Rob Djurfeldt is no longer with the firm
By Rudy Mezzetta |May 16, 2019
Suitability issues remain the top complaint
By James Langton |May 16, 2019
3 min read
Advisors can fall prey to the same biases as clients
By Mark Burgess |May 16, 2019
The change will result in more than $700K of savings for registrants
By Staff |May 15, 2019
Banks, for example, have the most governance-related 'controversies,' a report says
Acquisition of Razor Logic Systems will bolster services offered to advisors
By Staff, with files from The Canadian Press |May 15, 2019
The purchase lifts the firm's liability-driven investment AUM to more than $25 billion
By Mark Burgess |May 15, 2019
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