Industry

Industry moves this week

New appointments include senior executives with Harbourfront Wealth and AGF Management

By Katie Keir |May 26, 2023

2 min read

Data breach victims include Empire Life

The breach, which affected clients of InvestorCOM, has compromised information related to Empire Life's seg funds and mutual funds

By Greg Meckbach |May 25, 2023

2 min read

Firms struggle to understand conflicts: BCSC

Compliance sweep uncovers issues with identifying, disclosing and managing conflicts of interest, including conflicted compensation

By James Langton |May 25, 2023

2 min read

Regulators warn investors of advisor impersonators

Fraudsters are posing as registered individuals

By Staff |May 25, 2023

1 min read