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Obstacles in the next decade include further fee erosion and digital disruption
By Staff |July 31, 2019
3 min read
Former rep also fined $115,000
By Staff |July 30, 2019
2 min read
Michael Thom assumed the role this month
1 min read
The OSC's research challenges the justification for DSCs and trailing commissions
By Staff |July 29, 2019
SEDAR and the NRD would be replaced by a single system
In its submission to IIROC, the association also asked for clarity on the rules
The changes to Canadian-domiciled funds are effective immediately
By Staff |July 26, 2019
Other countries, including Canada, saw consistent growth
Renaissance currency and real estate funds are affected
The rep must also pay $105K, including fines, disgorgement and costs
By Staff |July 25, 2019
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