News and resources for Canada's top financial advisors
Industry
The government is obligated to review securities regulations every five years. The last review was in 2003.
By Rudy Mezzetta |November 6, 2019
2 min read
Three U.S. firms allegedly charged excess fees on education savings plans
By James Langton |November 6, 2019
The agency reports enforcement action and sanctions surged in 2019
For the second straight quarter, the firm increased its earnings per share by 15% or more
By Maddie Johnson |November 6, 2019
1 min read
Gender diversity on corporate boards is also a top issue, the board's annual sustainability report says
Tougher rules target proxy solicitation and shareholder proposals
By James Langton |November 5, 2019
Bank of Canada finds more people are using Bitcoin for transactions and transfers
Greenwich Associates reports that U.S. firms spent US$1 billion on regtech last year
Economic Indicators
Global equity returns were just 0.8% during the quarter
Proposals are out for a 60-day comment period
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