News and resources for Canada's top financial advisors
Industry
Government also seeks comment on creation of new financial crimes agency
By Rudy Mezzetta |June 7, 2023
2 min read
Chief justice finds motion is premature, directs receiver to address distribution issues
By James Langton |June 7, 2023
Hiring an associate with non-advisory experience could open new niches and target markets
By Mark Burgess |June 7, 2023
3 min read
Group rejects proposed fee exemptions for self-regulatory organization and calls for greater advisor proficiency
By Staff |June 6, 2023
The company operated an unregistered securities platform and brokerage service, the U.S. regulator says
By Michelle Chapman, The Associated Press |June 6, 2023
The special committee evaluating the offer was unanimous in its recommendation
By Melissa Shin |June 5, 2023
iA Financial Group's president and CEO Denis Ricard will lead CLHIA's board
By Katie Keir |June 5, 2023
Investigation said to have uncovered 'extensive web of deception, conflicts of interest, lack of disclosure, and calculated evasion of the law'
By Fatima Hussein, The Associated Press |June 5, 2023
New agent allegedly split commissions with ex-agent and churned clients
By James Langton |June 2, 2023
Supervisory action to boost banks' capital, liquidity would aid creditors, depositors
By Staff |June 2, 2023
1 min read
We use cookies to make your website experience better. By accepting this notice and continuing to browse our website you confirm you accept our Terms of Use & Privacy Policy.