Industry

IIROC’s proposal on identifying in-house accounts too broad: IIAC

The proposal is aimed at preventing insider trading

By James Langton |November 29, 2019

2 min read

Industry

3iQ files preliminary prospectus for Bitcoin fund

The OSC cleared the way for crypto-based investments earlier this month

By Staff |November 29, 2019

1 min read

Industry

Retiree in Alberta wins dispute over stock options deadline

Transaction time was an issue in the case

By James Langton |November 29, 2019

2 min read

Advisor's Edge

Being an advisor in 2030

Reluctant predictions for the decade ahead

By Mark Burgess |November 29, 2019

4 min read

Industry

New platform offers advisors tips on serving seniors

CSI has a website with free resources and webinars for advisors

By Maddie Johnson |November 29, 2019

1 min read

Industry

Home-country bias hurts pension plan performance: report

Since 2008, overseas equities have tended to deliver better risk-adjusted returns than Canadian equities

By Staff |November 29, 2019

2 min read

Industry

Don’t make these common compliance mistakes

Nobody likes compliance lessons, but reviewing common disciplinary actions can help protect your practice

November 28, 2019

3 min read

Industry

Australian regulator finds extensive failings in advisors’ fee disclosure

Review finds most disclosure is incomplete, and many fees aren’t disclosed at all

By James Langton |November 28, 2019

1 min read

Industry

BMO launches new term deposit

The product offers "exposure to the Canadian banking sector, with guaranteed protection"

By Staff |November 28, 2019

1 min read

Industry

Three new members for IFIC

The organization has more than 150 members

By Staff |November 27, 2019

1 min read

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