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This marks the second time in the past month CI has acquired an RIA
By Maddie Johnson |December 23, 2019
1 min read
The change takes effect Dec. 31
By Staff |December 23, 2019
Recruiting clients' children, ETF growth, the next decade of financial advice, and more
The regulator alleges the CEO of a mining company was seeking a contact high from the cannabis sector
By James Langton |December 20, 2019
Unregistered dealing and illegal distribution lead to a 90-day jail sentence
The SRO says it’s working on aligning its rules with the CFRs
2 min read
The scheme defrauded thousands of people and took in more than US$100 million
IFIC says it would have preferred a nationally harmonized approach
By James Langton |December 19, 2019
Kevin Hoyt takes the reins on Jan. 1
The new offering combines self-service with the assistance of an investment advisor
By Staff |December 19, 2019
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