News and resources for Canada's top financial advisors
Industry
New powers will allow the regulator to “pursue more wrongdoers”
By James Langton |March 10, 2020
1 min read
Equisoft says the new app can help advisors understand their clients’ needs
By Maddie Johnson |March 10, 2020
The SROs are urging firms to think about business continuity plans
2 min read
The financial sector contributed $87.2 billion of new debt securities during the year
The virus has so far killed one Canadian and infected 60 people in the country
By Tara Deschamps, The Canadian Press |March 10, 2020
3 min read
An employee may have been infected with Covid-19
March 10, 2020
The appointees will serve two-year terms
The SRO is setting up an expert panel that will advise on investor issues
The SRO’s regional councils preside over disciplinary hearings
By James Langton |March 9, 2020
The current data don’t adequately reflect the effects of Covid-19
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