Industry

Mutual fund and ETF assets increased in April

But net sales were stronger for mutual funds, IFIC data shows

By James Langton |May 22, 2020

2 min read

PACE suspended by IIROC

Dealer firm consents to suspension by industry SRO

By James Langton |May 21, 2020

1 min read

Rep banned for forging passing grade for failed course

The Surrey man had failed a proficiency course three times

By James Langton |May 21, 2020

1 min read

Clients facing hardship should turn to dealers, advisors: CSA

The regulator said investors under financial pressure could ask dealers to waive fees, such as DSCs

By James Langton |May 21, 2020

2 min read