News and resources for Canada's top financial advisors
Industry
Rep was acquitted of charge but failed to disclose it to the OSC twice
By James Langton |July 2, 2020
3 min read
The firm is buying U.S. investment manager Personal Capital
1 min read
Despite the pandemic, most respondents expect their books to grow over the next three years
By Staff |July 2, 2020
2 min read
New guidance says compliance officers could serve at more than one firm
Sagicor provides financial services in the Caribbean and life insurance in the U.S
By The Canadian Press |July 2, 2020
The acquisition is the latest in a series
The boycott began in response to growing anti-Semitic and anti-Black rhetoric found on Facebook
Keybase has enhanced compliance in complaints-handling case
Decision has implications for the Canadian Securities Administrators
By Greg Dalgetty |July 2, 2020
Activity in global equity markets was up 41% compared to a year ago
By James Langton |June 30, 2020
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