Industry

Former rep denied registration for keeping DUI charge under wraps

Rep was acquitted of charge but failed to disclose it to the OSC twice

By James Langton |July 2, 2020

3 min read

Great-West’s acquisition will boost digital offering: Moody’s

The firm is buying U.S. investment manager Personal Capital

By James Langton |July 2, 2020

1 min read

Survey finds advisors feel optimistic about growing their businesses

Despite the pandemic, most respondents expect their books to grow over the next three years

By Staff |July 2, 2020

2 min read

More flexible CCO arrangements from CSA

New guidance says compliance officers could serve at more than one firm

By James Langton |July 2, 2020

2 min read