Industry

NASAA task force cracking down on Covid-related fraud

The umbrella group for North American securities regulators has identified 244 scams

By Staff |August 21, 2020

1 min read

Industry

MFDA permanently bans rep who borrowed from client

The former advisor claimed the $16,000 he received was a gift

By Staff |August 20, 2020

2 min read

Industry

CSA publishes new rules related to business acquisition reports

The amendments are aimed at reducing regulatory burden without comprising investor protection

By Staff |August 20, 2020

1 min read

Industry

CRA resumes online services with new security features after cyberattacks

About 5,600 CRA accounts were targeted by hackers

By The Canadian Press |August 20, 2020

2 min read

Industry

Scotiabank to pay $127.4M to settle U.S. spoofing and manipulation case

The bank's traders placed orders for futures contracts with intention to cancel, the CFTC says

By The Canadian Press |August 19, 2020

1 min read

Industry

CFA Institute seeks end to investor confusion around ESG products

The organization proposed disclosures to help advisors and clients understand products

By Mark Burgess |August 19, 2020

3 min read

Industry

Calmer oil markets a boon to Horizons leveraged ETFs

The underlying index of two leveraged crude oil ETFs will remain exposed to the November futures contract

By Staff |August 19, 2020

2 min read

Industry

IG Wealth makes fund changes

The firm will adjust the strategies, fees of multiple funds

By Staff |August 19, 2020

1 min read

Industry

Canadians taking steps to avoid credit card debt, despite economic pressure

Credit card balances fell 12.3% in Q2

By The Canadian Press |August 19, 2020

3 min read

Industry

OSC survey reveals clients’ stress, satisfaction with advice during pandemic

Most rated the advice they received positively, but a significant minority of clients weren't impressed

By Staff |August 19, 2020

3 min read

← Previous 1 … 359 360 361 362 363 … 2,143 Next →