News and resources for Canada's top financial advisors
Industry
Former OpenSea product manager sanctioned for scheme
By James Langton |August 23, 2023
2 min read
Nomura Securities agrees to trading misconduct penalties in non-prosecution agreement
Proposal would allow enforcement money to be used for IT projects and new innovation office
By James Langton |August 22, 2023
Five regional banks face rating cut, outlooks downgraded for two others
By Staff |August 22, 2023
1 min read
Fund assets rose in July, with ETFs climbing faster than mutual funds
Robo-advisor violated rules when touting hypothetical performance
By James Langton |August 21, 2023
Sara Petrcich is now head of the ETF and structured solutions team
By Melissa Shin |August 18, 2023
Regulator supports firms' efforts to address ESG risks
By James Langton |August 18, 2023
Economic Indicators
The giant Chinese real estate developer rejected news reports about bankruptcy
By The Associated Press |August 18, 2023
Regulator urged administrators to assess and mitigate risks
By Staff |August 17, 2023
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