News and resources for Canada's top financial advisors
Industry
Both the number and average size of successful complaints about investment firms dropped in 2020
By James Langton |April 29, 2021
2 min read
An individual was banned from working in the securities industry for 10 years after admitting that investor money went for personal use
1 min read
Regulators to designate CDOR as the only regulated financial benchmark in Canada
3 min read
Investors have been readying themselves for mounting inflationary pressure, said a report from RBC Investor & Treasury Services
By Staff |April 29, 2021
Alex Oh was named director of enforcement last week
April 28, 2021
Units of the mutual fund are no longer available for purchase
By Staff |April 28, 2021
The guidelines didn't include the 50-year historical average rate as a data source for fixed-income assumptions
By Mark Burgess |April 28, 2021
The group will provide industry input on advisor education
Banks would likely step up tax avoidance strategies amid higher federal rates
By James Langton |April 27, 2021
Investment continued flowing across borders in 2020, but at a slower pace
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