Industry

Cases are up at OBSI, but client compensation is down

Both the number and average size of successful complaints about investment firms dropped in 2020

By James Langton |April 29, 2021

2 min read

BCSC sanctions blockchain developer

An individual was banned from working in the securities industry for 10 years after admitting that investor money went for personal use

By James Langton |April 29, 2021

1 min read

CSA adopts benchmark oversight regime

Regulators to designate CDOR as the only regulated financial benchmark in Canada

By James Langton |April 29, 2021

3 min read

Surging bond yields take a bite out of Canadian DB plans

Investors have been readying themselves for mounting inflationary pressure, said a report from RBC Investor & Treasury Services

By Staff |April 29, 2021

2 min read