Industry

FSRA names new board leadership

Joanne De Laurentiis will succeed Bryan Davies, effective June 28

By Staff |June 25, 2021

1 min read

Merrill Lynch sanctioned for alleged churning

FINRA has fined the firm and ordered restitution, for early rollover recommendations

By James Langton |June 25, 2021

1 min read

Bank clients act on advice, but don’t want it: survey

J.D. Power finds customer satisfaction increases dramatically when clients receive advice that meets their needs

By Staff |June 25, 2021

2 min read

IIROC sails through CSA review

An oversight examination has uncovered just one "low-priority" issue with market surveillance

By James Langton |June 25, 2021

1 min read