News and resources for Canada's top financial advisors
Industry
OBSI’s Joint Regulators Committee said client compensation has fallen $1.3 million short of the recommended payout over three years
By Mark Burgess |August 6, 2021
2 min read
Ex-Sun Life Financial CEO begins three-year term as a director with the pension fund
By Staff |August 6, 2021
The senior Finance Canada official is stepping in after Peter Routledge's departure
By Staff |August 5, 2021
1 min read
The Ontario regulator said it will consider adherence to the code when assessing suitability for licensing
Canada was the biggest contributor to net profits in the quarter
By The Canadian Press |August 5, 2021
Investment fund sales and assets under management topped previous highs
By Mark Burgess |August 5, 2021
The report said technology has outstripped regulation in a rapidly changing financial services industry
By Ian Bickis, Canadian Press |August 5, 2021
After an advisor's death, his clients complained about trading activity in their accounts
By Staff |August 4, 2021
The CSA's plan received broad support, but there's plenty of work to do on the details
By Michelle Schriver |August 4, 2021
4 min read
Industry and firm size are key factors in the ability to work from home, StatsCan says
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