News and resources for Canada's top financial advisors
Industry
A potential wave of business insolvencies could impact banks and impede recovery, research suggests
By James Langton |August 18, 2021
2 min read
Dealers must notify the regulator of new products and services
A broker failed to mark trades as short based on bad information from the adviser
By James Langton |August 17, 2021
1 min read
Receiver to seek extension for advisory committees, approval for process to find investor counsel
Canada is also considering a move to the shorter settlement cycle
Retail sales fell a seasonal adjusted 1.1% in July
By Joseph Pisani, The Associated Press |August 17, 2021
Technology presents opportunities as well as challenges for firms, FINRA said
By James Langton |August 16, 2021
Areas with large emission reduction potential have yet to attract much investment, RBC reports
Funds raised ostensibly for a dental drill were diverted for personal use
The government said it expects employers in federally regulated industries, including banks, to require vaccinations
By Tara Deschamps, The Canadian Press |August 13, 2021
3 min read
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