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Industry
(June 12, 2003) A controversial report from Morningstar Canada analyzing rising management expense ratios (MERs) in the mutual fund industry is fair, one industry analyst has concluded. However, the increase in MERs is perhaps not as dramatic as it first appears, says Dan Hallett, senior investment analyst at Sterling Mutuals. The report, released earlier this […]
By Doug Watt |June 12, 2003
2 min read
Describe scenarios instead of making predictions; Remember their true value is in providing outcomes, not illustrations; and Keep in close contact with clients. During his freewheeling and entertaining presentation, Black also touched on bank mergers (he’s against them, saying they don’t serve the customer’s best interests), insurance company consolidation (he thinks the industry is nearing […]
By John Craig |June 12, 2003
3 min read
(June 11, 2003) Registered pension plans (RPPs) lost nearly $4 billion last year as stock prices declined, forcing employers to significantly increase their contributions, Statistics Canada reported today RPPs had revenues of $13.7 billion and expenses of $15.3 billion in the fourth quarter of 2002, resulting in a $1.6 billion loss. For the year, the […]
By Doug Watt |June 11, 2003
(June 10, 2003) In down markets, investors are likely to question anything they suspect is draining their accounts. And if they think mutual fund fees are higher than they used to be, they might be right. A report from Morningstar Canada says Canadians paid over $10 billion annually for the past three years and it […]
By Steven Lamb |June 10, 2003
(June 10, 2003) Recognition and adulation from industry peers and clients alike could be yours if you are selected as a 2003 Advisor of the Year Award winner. But you’ll never know unless you get your case study entry in before this year’s June 27 deadline — read on for full details. For the fourth […]
“Bold and aggressive” plan unveiled to reposition regulatory model Association elects new national board for 2003-2004 Leveraging: The good, the bad and the ugly Maritime Life chief reminds advisors true value is in client relationships Taking stock a little early with association’s chair More Advocis Conference Coverage Taking stock a little early with association’s chair […]
By John Craig |June 10, 2003
(June 9, 2003) The Canadian Capital Markets Association (CCMA) has announced a two-year plan to implement a fully automated system for institutional securities trading. Under the “straight-through processing” (STP) initiative, all industry players would be required to remove manual trade processing systems, including faxes, phone calls and e-mails, by June 2005. STP is a component […]
By Doug Watt |June 9, 2003
(June 13, 2003) While there has been little change in the number of women working in the investment dealer industry, there does appear to be a shift in where women are working in the sector, according to a research report commissioned by Women in Capital Markets (WCM). There was a slight increase in the number […]
By Staff |June 9, 2003
5 min read
(June 9, 2003) Montreal-based Peak Financial is in talks with several rival mutual fund dealers which have recently been put up for sale, says the company’s president. And even though Peak is relatively small with $2 billion in assets, Robert Frances insists his firm is a potential buyer. “We are a buyer, we have financing […]
(June 6, 2003) Have the past few years cast your practice adrift on a sea of uncertainty? Then the June issue of Advisor’s Edge is throwing you a lifeline with its cover story on how to grow your practice in today’s turbulent times. “This article really addresses the issue of how to increase revenues and […]
By John Craig |June 6, 2003
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