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Industry
(July 11, 2003) Some experienced advisors became career counsellors this week in Advisor.ca’s Talvest Town Hall after a newcomer to the industry asked for advice. Mark, who said he has completed the CSC and written the CFP exam, wanted to know which firms offer the best training for new advisors, adding he has had meetings […]
By Doug Watt |July 11, 2003
2 min read
(July 10, 2003) Although management expense ratio (MER) fees have been getting most of the attention recently, mutual fund investors should also be aware of brokerage commission fees, a hidden cost also borne by unitholders, says analyst James Gauthier of Dundee Securities. Because brokerage commission fees are capitalized rather than expensed, they are excluded from […]
By Doug Watt |July 10, 2003
(July 9, 2003) The Ontario Securities Commission (OSC) has firmly rejected the British Columbia Securities Commission’s (BCSC) proposal to simplify securities regulation by shifting the focus away from rules toward a more principles-based regime. In a letter to BCSC chair Doug Hyndman, OSC chair David Brown calls the B.C. approach “extreme,” adding it would further […]
By Doug Watt |July 9, 2003
(July 9, 2003) Countries that don’t accept new accounting standards will find themselves frozen out of top markets like the U.S., U.K., Canada and Australia, warned Sir David Tweedie, chair of the International Accounting Standards Board (IASB). The goal of the IASB is to collect and put forward a set of global accounting standards. The […]
By Steven Lamb |July 9, 2003
3 min read
(July 9, 2003) A federally appointed committee asked to come up with ways to reform the country’s fractured securities regulation system slipped quietly into Toronto this week for two days of consultations. The wise persons committee, chaired by Michael Phelps, is starting a three-week cross-country road trip, with stops in 10 cities. The Toronto consultations, […]
(July 8, 2003) Tax experts are warning Canadians with RRSPs who live in the United States not to ignore an upcoming filing deadline set by the Internal Revenue Service (IRS). Those who made contributions to or received distributions from an RRSP or RRIF in 2002 must file two complex forms — one six pages and […]
By Doug Watt |July 8, 2003
(July 8, 2003) While the U.S. economy will be slow to recover, it should outperform the rest of the developed world as the global economy stagnates, according to reports released today from Scotiabank and RBC Financial Group. Despite incredibly low interest rates and tax cuts intended to spur economic activity, the U.S. is on the […]
By Steven Lamb |July 8, 2003
(July 11, 2003) A lunch with investment guru Warren Buffett has fetched more than a quarter of a million dollars in an online auction. An anonymous bidder won the prize yesterday with an E-bay bid of $250,100 US. Buffett is donating the proceeds of the auction to Glide, a San Francisco-based charity that helps the […]
By Staff |July 7, 2003
5 min read
(July 7, 2003) Advocis is refusing to support the uniform securities legislation (USL) project after the Canadian Securities Administrators (CSA) rebuffed the advisor association’s latest regulatory reform initiative. The country’s largest association of professional financial advisors wants industry designations to be officially recognized as a holding-out requirement for advice-giving. The Advocis plan, unveiled at last […]
By Doug Watt |July 7, 2003
(July 4, 2003) If your clients were nearing retirement when the markets hit the skids, the prolonged downturn could be turning the dream of early retirement into a prayer for any retirement, period. That’s the predicament tackled in “Time is Expiring,” the cover story in July’s Advisor’s Edge. “You have people that are in their […]
By Steven Lamb |July 4, 2003
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