News and resources for Canada's top financial advisors
Industry
(September 9, 2003) The U.S. must stop pretending to hold a monopoly on the securities industry and adopt mutual recognition of foreign regulators, according to one of America’s leading international economists. “There is a stark dichotomy between the way America invests and the way America governs,” says Dr. Benn Steil, André Meyer senior fellow in […]
By Steven Lamb |September 9, 2003
3 min read
(September 9, 2003) The number of Canadians using the services of a financial professional to help manage their money appears to be on the decline. A consumer survey released today by the Financial Planners Standards Council (FPSC) reveals that 39% of Canadians are currently working with a financial professional, compared to 49% when the same […]
By Doug Watt |September 9, 2003
(September 8, 2003) The Sarbanes-Oxley Act came in for some harsh criticism today at a one-day corporate governance symposium in Toronto, attended by academics and regulators from around the world. The legislation, passed quickly by American politicians last year in the wake of a series of accounting scandals, imposes tough new regulations on U.S. corporations […]
By Doug Watt |September 8, 2003
(September 5, 2003) Canadian parents are not saving enough for their children’s post-secondary education, according to an Ipsos-Reid poll conducted for Scotiabank, with 65% saying tuition increases are making a university education impossible. “The cost of post-secondary education and how to finance it is a concern for the majority of Canadian parents,” said Ron Laursen, […]
By Steven Lamb |September 5, 2003
(September 5, 2003) Just what is a fiduciary relationship? That’s the question advisors are asking in the wake of a recent court ruling. The Ontario Court of Appeal reversed an earlier decision against a broker who was accused of breaching his fiduciary responsibility by engaging in the unauthorized trading of shares. Mark Schram of TD […]
By Doug Watt |September 5, 2003
(September 4, 2003) For the second straight month, Canada’s mutual fund industry posted modestly positive net sales as investors tentatively returned to the markets. Net sales are expected to be about $200 million in August, according to preliminary estimates released yesterday by IFIC. “Assets in the industry have increased for the fifth straight month to […]
By Doug Watt |September 4, 2003
1 min read
(September 4, 2003) Is there any better way to celebrate a fifth birthday than by hosting a symposium of 35 top financial services industry professionals to debate the issues facing their industry? “We hosted a symposium, featuring some of the movers and shakers in the industry — some top advisors, some industry leaders — and […]
By Steven Lamb |September 4, 2003
(September 4, 2003) The Canadian Securities Administrators (CSA), a loose coalition of the country’s provincial and territorial securities commissions, is formalizing its structure, setting up a head office in Montreal and creating a new high-level committee to handle policy and rule development. CSA chair Stephen Sibold insists the move is not an attempt to position […]
(September 3, 2003) A significant number of Canadians approaching retirement feel they have not properly prepared for life after work, according to a Statistics Canada survey. While two-thirds of those aged 45 to 59 felt they were making adequate financial preparations to maintain their standard of living in retirement, nearly one-third believed they were not […]
By Doug Watt |September 3, 2003
2 min read
Untitled Document Can your client leverage life insurance for their retirement planning? A cash value life insurance policy (such as Universal Life) can be an excellent retirement planning tool. As well as coverage, it offers tax-advantaged savings for retirement income and tax-efficient funding for business succession. It also provides leverage. The policy owner can access […]
By Staff |September 2, 2003
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