Industry

Faulty legal advice proves costly for unregistered fund manager

In a settlement with the OSC, he agreed to pay $1.7 million for operating a successful investment club without registration

By James Langton |October 7, 2021

1 min read

U.S. advisors to bolster marketing efforts, target younger clients

More than half of advisors with defined marketing plans gained new clients via social media over the past 12 months, a survey says

By Staff |October 7, 2021

2 min read

Canada falling behind in transition to sustainable economy: report

Regulatory changes and tax incentives could drive more retail investors to sustainable products

By James Langton |October 7, 2021

2 min read

CSA lightens the load on investment funds

Reforms will take effect in 2022, and regulators promise more to come

By James Langton |October 7, 2021

1 min read